Compliance Officer

Type: Role
Status: Active
Industry Sector: Financial Services

Description:

Responsible for ensuring the organization's activities adhere to relevant laws, regulations, and internal policies.

Seniority Level:

Mid

Owns Capability:

Financial Crime & Compliance Management
Regulatory Reporting Management
Regulatory Capital Management

Uses Application:

Know Your Customer Application
Financial Regulatory Reporting Application
Financial Crime Case Management System

Reports To:

None

Performs Process(es):

Calculate Regulatory Capital
Investigate Financial Crime
Investigate Suspicious Activity
Launch Financial Product
Manage KYC
Manage Regulatory Capital
Manage Regulatory Reporting
Monitor Capital Adequacy
Perform Enhanced Due Diligence
Prepare Financial Regulatory Report
Report Financial Crime
Report Risk Exposure
Screen for Sanctions
Submit Regulatory Report
Validate Financial Regulatory Report
Withdraw Financial Product

Active Financial Services Mid Financial Crime & Compliance ManagementRegulatory Reporting ManagementRegulatory Capital Management Know Your Customer ApplicationFinancial Regulatory Reporting ApplicationFinancial Crime Case Management System

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