Insurance Compliance Obligation

Type: Information Object

Status: Planned
Industry Sector: Insurance
Sensitivity Level: Confidential
Personal Information: No PII

Description:
An insurance-specific regulatory or conduct obligation that the insurer must monitor and satisfy.

Accessed by Application(s):

• Insurance Compliance Platform

 Yes

Attributes

Order	Name	Description	Type	Cardinality	Example value
1	Obligation ID	Unique identifier for the compliance obligation	GUID	Mandatory
2	Compliance Status	Current compliance status	String	Mandatory
3	Control Owner	Role accountable for satisfying the obligation	Reference	Mandatory
4	Last Review Date	Date on which the obligation was last reviewed	Date	Optional
5	Regulatory Source	Law, rule, supervisory guidance or regulator creating the obligation	String	Mandatory
6	Applicable Products	Insurance products or lines of business affected by the obligation		Optional
7	Review Frequency	Frequency at which compliance is reviewed	String	Mandatory
8	Obligation Description	Description of the required control or behavior		Mandatory

 Yes
 
 Planned
 No PII
 Confidential
 Insurance
 An insurance-specific regulatory or conduct obligation that the insurer must monitor and satisfy.

✏️ Edit

"Text" is not in the list (String, Integer, Boolean, Date, Date & Time, GUID, Enumeration, Decimal, Binary, Reference) of allowed values for the "Attribute Type" property.

"Reference List" is not in the list (String, Integer, Boolean, Date, Date & Time, GUID, Enumeration, Decimal, Binary, Reference) of allowed values for the "Attribute Type" property.