Insurance Regulatory Filing

Type: Information Object

Status: Planned
Industry Sector: Insurance
Sensitivity Level: Confidential
Personal Information: No PII

Description:
A formal filing submitted to an insurance regulator for compliance, solvency, product, conduct or financial reporting purposes.

Accessed by Application(s):

• Insurance Compliance Platform
• Insurance Product & Rating Platform

 Yes

Attributes

Order	Name	Description	Type	Cardinality	Example value
1	Filing ID	Unique identifier for the regulatory filing	GUID	Mandatory
2	Evidence Reference	Reference to supporting compliance evidence	Reference	Optional
3	Filing Type	Type of insurance regulatory filing	String	Mandatory
4	Filing Status	Lifecycle state of the filing	String	Mandatory
5	Responsible Role	Role accountable for the filing	Reference	Mandatory
6	Reporting Period	Period covered by the filing	String	Mandatory
7	Submission Date	Date the filing was submitted	Date	Optional
8	Regulator	Insurance regulator receiving the filing	String	Mandatory

 Yes
 
 Planned
 No PII
 Confidential
 Insurance
 A formal filing submitted to an insurance regulator for compliance, solvency, product, conduct or financial reporting purposes.

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