KYC Record

Type: Information Object

Status: Active
Industry Sector: Financial Services
Sensitivity Level: Confidential
Personal Information: Sensitive PII

Description:
Record of customer identity verification, due diligence status and financial crime risk assessment.

Accessed by Application(s):

• Financial Crime Case Management System
• Know Your Customer Application

 Yes

Attributes

Order	Name	Description	Type	Cardinality	Example value
1	KYC ID	Unique identifier for the KYC record	GUID	Mandatory
2	Customer ID	Reference to the customer this KYC record belongs to	Reference	Mandatory
3	Risk Classification	AML risk category assigned to the customer	Enumeration	Mandatory	Low
4	Status	Current status of the KYC record	Enumeration	Mandatory	Active
5	Last Review Date	Date on which the KYC record was last reviewed	Date	Mandatory
6	Next Review Date	Date on which the next periodic KYC review is due	Date	Mandatory
7	Approved By	Reference to the compliance officer who approved the record	Reference	Mandatory
8	Verification Method	Method used to verify the customer identity	Enumeration	Mandatory	Electronic
9	PEP Flag	Indicates whether the customer is a Politically Exposed Person	Boolean	Mandatory
10	Sanctions Flag	Indicates whether the customer has matched a sanctions list	Boolean	Mandatory
11	Adverse Media Flag	Indicates whether adverse media has been identified for the customer	Boolean	Mandatory

 Yes
 
 Active
 Sensitive PII
 Confidential
 Financial Services
 Record of customer identity verification, due diligence status and financial crime risk assessment.

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